Texts and Reports
- Business in Conflict Situations - Speeches and Issue Notes
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German development cooperation pursued very different strategies in the countries studied. Two patterns of behaviour can generally be distinguished in this context: on the one hand, countries or phases in which official German development cooperation tried to act independently of the actual or potential conflict. The reactive adjustments due to the conflict that were nonetheless necessary and were made in these situations are reflected, for example, in the withdrawal of development cooperation personnel because of the security situation and in the impossibility of measures being taken in certain parts of the country because of civil war. On the other hand, it is possible to identify countries or individual phases in which German development cooperation made a deliberate attempt to help prevent crises or resolve conflicts. This strategy of explicit sensitivity to conflicts takes many different forms, examples being a concept or strategy for preventing or resolving conflicts (in connection with the country concept, for instance), the issues raised during a policy dialogue and specific development cooperation measures designed to prevent or resolve conflicts. In most of the countries studied "mixed conflict strategies" which contain elements of reactive conflict-related adjustments and reveal explicit sensitivity to conflict had clearly been adopted in German development cooperation. Such strategies are, however, largely the outcome of an ongoing process and less the expression of explicit strategic planning.
Various explicitly conflict-related projects and programmes (measures to demobilize and reintegrate combatants, programme packages for the social, political and economic stabilization of certain regions, etc.) of official German development cooperation were assisted in most of the countries studied. In conflict-related projects a particularly heavy commitment is shown by non-governmental organizations (NGOs), and especially the Political Foundations and the Churches in the cases studied. The measures taken by NGOs differ widely, since some operate in substantive spheres and even, in some cases, regions (such as areas of Sri Lanka controlled by the Liberation Tigers of Tamil Eelam/LTTE) which are not covered by official development cooperation.
Policy dialogue can be conducted at both bilateral and multilateral level. At bilateral level government negotiations and consultations and the embassies' on-going dialogue with govern-ment agencies provide regular opportunities for concerns to be expressed. Visits by leading political figures (to the partner country or to Germany) also enable topics relevant to conflicts to be raised. There are also opportunities for conducting a multilateral policy dialogue at the Consultative Group Meetings organized by the World Bank and at the level of the European Union, the United Nations and other international fora.
In some cases at least, bilateral relations have been seen as an opportunity
for conducting a policy dialogue with a partner government on issues
relevant to a conflict. In various cases, however, policy dialogue has
been used to voice general criticism rather than impose any explicit
conditionality (Sri Lanka and Rwanda being examples of this tendency).
The policy dialogue entailing most conditionality was conducted with
Kenya, the donor community bringing massive pressure to bear on its
government. Germany played an important part at bilateral level and,
as one of the leading donors, at international level in ensuring that
a common international position was adopted.
As a general rule the direct influence which German development cooperation
and the whole of the international donor community can have on conflict
situations is very limited; this is particularly true of acute conflicts
(open confrontation phase).
The experiences of other research projects are similar. Forman and Patrick
(2000: 27) summarise the experience of different donors as follows:
"The findings of these six case studies suggest that even generous, well-intentioned foreign assistance provides no guarantee of sustainable recovery and lasting peace in countries emerging from civil violence."
On the basic of a DAC research effort in four countries Uvin (1999:
4) concludes:
"Aid alone usually has limited capacities to determine the dynamics of violent conflict: external aid (...) is often weak when weighed against the range of pressures and interests emanating from international, national, regional and local actors, both public and private."
On the whole, there has been a discernible tendency in German development
cooperation for sensitivity to conflict situations to increase in the
1990s. Despite this positive tendency, development cooperation actors
are often insufficiently aware of conflict situations. Con-ceptually,
not enough attention is paid to this aspect; there are no real "conflict
strategies" for the countries concerned. This is a major deficiency
not only in countries particularly hard hit by conflicts (such as Rwanda)
but also in countries where memories of conflict situations are fading
(such as El Salvador).
Development cooperation can react to conflict situations in many different
ways. However, the actors are often unaware of the options open to development
cooperation for responding construc-tively to conflict situations, and
greater use should be made of them; this is particularly true of countries
in the phases before a conflict becomes violent. In countries where
there is a recognizable potential for conflict it should be taken into
account in an adequate form in the country concept and country discussion
(possibly specific "conflict-re-lated country discussions"). In countries
with clear conflict situations efforts to broach conflict-related problems
during the policy dialogue should be stepped up. This is also true of
the opportunities that German development cooperation has for bringing
influence to bear on the multilateral policy dialogue.
It is methodologically difficult to analyse the impact of German development
cooperation on potential and actual conflict situations. This is true
both of the macro level – i.e. the influence of overall German development
cooperation on a conflict – and of the level of individual projects
and programmes (micro level).
Impacts at Macro Level
The six country studies come to different conclusions as to the overall
impact of German development cooperation on potential and actual conflict
situations. Three (Kenya, Mali and Sri Lanka) are, on the whole, rather
positive. One (Rwanda) reaches a generally negative conclusion. Another
(Ethiopia) is, by and large, ambivalent in its findings, and yet another
(El Salvador) concludes that, seen as a whole, no direct impact can
be detected. German development cooperation had most influence in Kenya
and northern Mali.
All the studies identify opposing tendencies (ambivalence); in other
words, in each case German development cooperation may exacerbate potential
or actual conflict situations as well as make positive contributions.
The most important possible positive impacts at macro level are:
The most important possible negative or problematical impacts at macro
level are:
Some of these impacts may be conducive to conflict in the short or
medium term, while in the long term they may be appropriate and lead
to an easing of tension (e.g. pressure for political reform, economic
reform programmes).
Table 2: General Impact of Development Cooperation on Potential and
Actual Conflict Situations in the Six Countries Evaluated
| Positive impacts | Negative impacts | Overall impact | Intensity of influence | |
| Ethiopia | Impacts in certain areas that defuse conflict in the long term (removal of causes of conflict) | International development cooperation keeps regime
in power No attempt to defuse conflict |
Positive and negative impacts | Low to medium |
| El Salvador | Reaction to current needs | Support in principle for government as party to conflict
Counterproductive consequences for German development cooperation because conflict situation neglected |
No direct impacts demonstrable | Low |
| Kenya | Promotion of democratization process Building of public awareness | Violent reactions by regime following pressure for
democratization Strengthening of local clientele systems |
Predominantly positive results | High |
| Mali | Peaceful resolution of Tuareg conflict and handling of its political and economic consequences | Acceleration of the pressure to modernize | On the whole, very positive | High |
| Rwanda | Moderating influence on regime | Stabilization of regime | Contradictory impacts, with German develop-ment cooperation tend-ing to exacerbate con-flict | Low to medium |
| Sri Lanka | Removal of causes of conflict and strengthening of conflict resolution mechanisms | De facto strength-ening of government as party to conflict | Predominantly positive impacts | Low |
Source: Klingebiel (1999: 21)
Explicitly conflict-related measures
Experience with explicitly conflict-related measures of official German
development cooperation and of non-governmental development cooperation
reveals largely positive impacts on potential and actual conflict situations.
Various rehabilitation and stabilization packages in Sri Lanka and above
all the "Northern Mali Programme" made particularly positive contributions.
The measures essentially helped to normalize the situation in various
regions; a decline in law-breaking and arbitrary acts is associated
with the programmes. In Mali it was also possible to take direct action
to reduce society's willingness to resort to conflict and violence and
to help improve understanding between the warring parties.
Various measures to demobilize and reintegrate combatants in Ethiopia
and El Salvador similarly proved successful. They also had adverse effects,
however, since they were perceived as an instrument of ethnic colonization
(also Ethiopia), and programmes assisted by other donors in Rwanda in
this sphere were used to increase the efficiency of the military apparatus.
Most of the NGOs' conflict-related measures were rated very highly.
The sometimes violent reactions of regimes (especially in Kenya and
Ethiopia) to NGOs' conflict-related activities indicate that the latter
were of some relevance and thus effective. Examples of positive impacts
are:
The measures taken – particularly by the Political Foundations – to
promote democracy and human rights cannot be equated per se with the
de-escalation of crises, since they may sometimes help to bring a conflict
to a head in the short to medium term if the regime resorts to violent
countermeasures. In the long term, however, they may prove very effective
in removing potential for violence and causes of conflicts.
The work of the Churches and that of the Political Foundations differ
in one important respect: while the Churches usually have very good
local interlocutors, the foundations depend on identifying suitable
counterparts, an approach which may cause problems (e.g. El Salvador).
Non-conflict-related measures
Various development cooperation measures not geared to any specific
conflict (such measures account for the bulk of German development cooperation
activities in the cases studied) are found to have a wide variety of
intended and, above all, unintended impacts.
The positive impacts are primarily contributions to the long-term reduction
of causes of conflicts or to the removal of factors that exacerbate
conflicts. Such contributions may, for example, take the form of projects
and programmes concerning the protection of natural resources or the
population policy sphere. Individual measures often have the further
positive impact of contributing to the removal of clientelist structures,
to the improvement of participation and to decentralization, although
the real project objectives relate to "classical" areas of development
policy (e.g. water supply).
On the other hand, four unintended negative impacts of development cooperation
projects and programmes were identified in the countries studied. First,
there was found to be a danger of some decentralization measures helping
the government to develop monitoring structures and thus possibly repressive
mechanisms. Second, development cooperation measures may encourage self-enriching
and corrupt clientelist structures at national, regional and local level.
Third, some development cooperation projects and programmes helped to
increase disparities (e.g. among ethnic groups) by supporting, for example,
infrastructure measures which were being implemented by the partner
government and entailed the resettlement of certain ethnic groups. Fourth,
there are indications of resource-related measures having unintended
effects, where, for example, irrigation measures ease the pressure on
land use, but also enable new settlers to move in, thus opening the
way to fresh conflicts. Furthermore, the conditions may be such that
other measures also have the effect of exacerbating conflicts. This
was true, for instance, of a map financed as part of a GTZ project and
showing a boundary line between Ethiopia and Eritrea that does not correspond
to the internationally recognized border.
An Example from Sri Lanka
The Mahaweli programme in Sri Lanka provides an example for conflict
exacerbation by development cooperation. Since the 1930s and especially
the 1940s resettlement projects have been implemented by the national
government in Sri Lanka to alleviate the growing shortage of land in
the south-west, where the population is largely Sinhalese. Sri Lanka's
Tamils have opposed these projects because they threaten to change the
ethnic majority in the provinces concerned to the disadvantage of the
Tamils and Muslims. With the Mahaweli project, which has been planned
since the 1960s and consists of a large number of subsidiary energy
generation projects, the country's largest scheme was launched, the
aim being to use at least 74 % of the settled area – where Tamils previously
formed the majority of the population – for Sinhalese. The Sinhalese
settlement projects became one of the decisive motivating factors in
the Tamils' resistance. This is not least evident from the many attacks
on colonies of new Sinhalese settlers during the civil war. As the Tamils
and the LTTE see it, the settlement policy is one of the main causes
of the civil war.
The international donor community has supported the Mahaweli project
since 1977. The Federal Republic of Germany contributed large loans
to the financing of two dams forming part of the overall project (Randenigala:
DM 400 m; Rantembe: DM 230 m); one loan agreement was signed before,
the other after the outbreak of the civil war. For a long time Germany
did not see the ethnically oriented settlement policy underlying the
Mahaweli project as a particular problem. As late as September 1983
the Federal Government stated in its written answer to a question raised
in the Bundestag that the project had no discernible implications for
the conflict between Tamils and Sinhalese. The settlement policy was
financed and implemented by the Sri Lankan government entirely on its
own responsibility.
In the early 1990s some donors (especially Norway, Canada and the World
Bank) began looking critically at their own development cooperation
policies in the context of the Mahaweli project.
On the basis of the country studies a number of general statements can be made on various development cooperation instruments. The potential impact of policy dialogue and conditionality on conflict situations is particularly pronounced. Success largely depends on the leading donors' adoption of a coordinated approach, the avoidance of excessive development cooperation ("over-aiding") and verifiable specific demands and conditions. Both financial cooperation and technical cooperation have a number of specific features that may be relevant to conflicts. As partner governments are usually particularly interested in financial cooperation, therefore linking it to policy dialogue or conditions can, in principle, be very effective. Technical cooperation, on the other hand, is more controllable, which normally makes it possible to exercise greater influence on individual project and programme components. It also has a stronger external organizational structure (country offices). Furthermore, the fungibility of development cooperation may pose a problem for both financial and technical cooperation. In some cases non-governmental organizations also offer conflict-related measures, which are particularly important and out of the question for official development cooperation. Success does, however, very much depend on there being a suitable counterpart structure, which not all NGOs have.
Development cooperation in conflict situations has special features
and requires a specific approach. The special features relate very largely
to unstable and changing conditions and requirements in the countries
concerned.(7)
In the past little account was taken of the impacts of German development
cooperation with regard to conflicts. This is especially true of unintended
negative impacts at both macro and project level. There were no criteria
to enable relevance to conflicts to be identified quickly. An analysis
of the impacts of German development cooperation on potential and actual
conflict situations produces a heterogeneous picture. A wide range of
positive and negative effects can be identified at macro and project
level. The links are complex. The impacts of German development cooperation
or even individual measures are often inconsistent.
More deliberate use should be made of German development cooperation
for strategic purposes in conflict situations, so that better account
may be taken and a better assessment made of the general positive and
negative impacts it has (assessment of political consequences). Development
cooperation measures should always take account not only of technical
aspects but also of factors of relevance to conflicts, since no project
is in fact purely technical.(8) The instruments
of German development cooperation should be used more purposefully against
the background of a country's conflict situation. Where the government
is involved in the conflict and pursues a repressive policy that exacerbates
it, serious thought should be given to terminating development cooperation
or changing the instruments used.
At the level of individual measures efforts should be made to analyse
systematically positive and negative impacts relevant to conflicts (conflict
im-pact assessment) and to take account of the findings at every stage
of the planning, implementation and monitoring/evaluation. Since there
is an ongoing debate on how to develop and how to implement a conflict
impact assessment method, experiences are already available.(9)
It is also necessary to consider whether under the prevailing conditions
other policies support or possibly run counter to any conflict-related
efforts forming part of German development cooperation. As a general
rule foreign policy plays a coordinating role in this context.
It should also be emphasized that the way in which German development
cooperation is perceived in the country affected by conflict is very
important. In general, official development cooperation tends to give
one warring party – the government – direct and indirect support.
Anderson, Mary B. (1999): Do No Harm: How Aid Can Support Peace –
or War, Boulder/London: Lynne Rienner Publishers
Annan, Kofi (1999): Facing the Humanitarian Challenge, Towards a Culture
of Prevention, New York: United Nations Department of Public Information
Ball, Nicole (1996): Making Peace Work: The Role of the International
Development Community, Overseas Development Council, Policy Essay No.
18, Washington, D.C.: Johns Hopkins University Press
BICC (Bonn International Center for Conversion) (2000): Disarmament
and Conflict Prevention in Development Cooperation, Proceedings of an
International Conference 30-31 August 1999, Bonn: BICC
BMZ (Bundesministerium fuer wirtschaftliche Zusammenarbeit und Entwicklung
/ Ministry for Economic Cooperation and Development) (1997): Entwicklungszusammenarbeit
und Krisenvorbeugung, BMZ aktuell, No. 79, Bonn: BMZ
Bush, Kenneth (1998): A Measure of Peace: Peace and Conflict Impact
Assessment (PCIA) of Development Projects in Conflict Zones, The Peacebuilding
and Reconstruction Program Initiative, IDRC, Working Paper No. 1, Ottawa:
The International Development Research Center
Carnegie Commission on Preventing Deadly Conflict (1997): Preventing
Deadly Conflict, Final Report, Washington, D.C.: Carnegie Corporation
Cortright, David ed. (1997): The Price of Peace, Incentives and International
Conflict Prevention, Lanham et al.: Rowman & Littlefield Publishers
Cross, Peter, ed. (1998): Contributing to Preventive Action, CPN Yearbook
1997/98, Baden-Baden: Nomos Verlagsgesellschaft
Development Policy Forum (1996): Development Cooperation as Preventive
Peace Policy, Experiences, Limitations and Scope of Action, Berlin:
German Foundation for International Development
Eide, Espen Barth / Ronnfeldt, Carsten (1998): Development Aid as Conflict
Prevention? Reflections on the Possible Use of Development Aid in Comprehensive
Conflict Prevention and Peacebuilding Efforts, in: Cross, Peter, ed.
(1998): Contributing to Preventive Action, CPN Yearbook 1997/98, pp.
151-167, Baden-Baden: Nomos Verlagsgesellschaft,
Forman, Shepard / Patrick, Stewart (2000): Introduction, in: Forman,
Shepard / Patrick, Stewart, eds. (2000): Good Intentions: Pledges of
Aid for Postconflict Recovery, pp. 1-33, Boulder/London: Lynne Rienner
Publishers
Forman, Shepard / Patrick, Stewart, eds. (2000): Good Intentions: Pledges
of Aid for Postconflict Recovery, Boulder/London: Lynne Rienner Publishers
Kingebiel, Stephan (1999): Impact of Development Cooperation in Conflict
Situations, Cross-section Report on Evaluations of German Development
Cooperation in Six Countries, Berlin: German Development Institute
Klingebiel, Stephan et al. (2000): Socio-political Impact of Development
Cooperation Measures in Tanzania: Analysing Impacts on Local Tensions
and Conflicts, Bonn: German Development Institute
Kurtz, Lester ed. (1999): Encyclopedia of Violence, Peace, and Conflict,
3 Vols., San Diego et al.: Academic Press
Leonhardt, Manuela (1999): Conflict Impact Assessment of EU Development
Co-operation with ACP Countries, A Review of Literature and Practice,
London: International Alert
OECD (1997): DAC Guidelines on Conflict, Peace and Development Co-operation,
Paris: OECD
OECD (1999): Development Co-operation, 1999 Report, Efforts and Policies
of the Members of the Development Assistance Committee, Paris: OECD
Patrick, Stewart (2000): The Donor Community and the Challenge of Postconflict
Recovery, in: Forman, Shepard / Patrick, Stewart, eds. (2000): Good
Intentions: Pledges of Aid for Postconflict Recovery, pp. 35-65, Boulder/London:
Lynne Rienner Publishers
Uvin, Peter (1999): The Influence of Aid in Situations of Violent Conflict,
A Synthesis and a Commentary on the Lessons Learned from Case Studies
on the Limits and Scope for the Use of Development Assistance Incentives
and Disincentives for Influencing Conflict Situations, Paris: OECD
World Bank (1998): The World Bank Experience with Post-conflict Reconstruction,
Washington, D.C.: The World Bank
1) The evaluation was guided by a scheme comprising a total of five roughly defined phases of conflict: (1) emergence, (2) escalation, (3) eruption, (4) de-escalation and (5) consolidation. The first two phases are often referred to as "pre-conflict", the last two as "post-conflict" phases.
2) Rwanda differs significantly from the other "civil war countries" in various respects, there being little comparison between its genocide and the hostilities elsewhere.
3) GTZ is responsible for technical assistance and KfW is responsible for financial assistance. GTZ and KfW are the most important implementing agencies for German development cooperation.
4) For excellent clarifications of conflict-related terms see Kurtz ed. (1999), for detailed definitions related to development cooperation see OECD (1999).
5) For an overview on this broad and complex topic see, for example, Carnegie Commission on Preventing Deadly Conflict (1997), Cortright (ed., 1997), and Kurtz (ed. 1999).
6) For further experiences in the area of policy dialogue and conditionality see, for example, Ball (1996), Patrick (2000), Eide/Ronnfeldt (1998), and several contributions in Cortright ed. (1997).
7) Anderson (1999) and Ball (1996) are dealing in more detail with this issue.
8) Concerning other case studies Uvin (1999: 4) summarises: "All aid, at all times, creates incentives and disincentives, for peace or for war, regardless of whether these effects are deliberate, recognised or not, before, during or after war."
9) For example, Leonhardt (1999) provides an excellent
overview on the state of the art. A concrete approach was presented
by Bush (1998). Klingebiel et al. (2000) gained first experiences in
applying such a method.